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β: This English translation is in beta — the Traditional-Chinese original is the authoritative version.

References

See also: glossary (terminology intuition), equation_index (equation ↔ page-number index); external literature is used in derivation_leeson ([E1]) and derivation_floquet_ppv ([E2], [E3])

Every formula and conclusion on this site is tagged with its source. This page collects: (A) the 5 PDFs in the download folder (site-internal citation codes [P1][P5], citation strings copied verbatim from Section 1 of the author's spec), (B) external supplementary literature that comes up in teaching but is not in the download folder, and (C) citation conventions plus a TODO list of items still awaiting manual verification.

Honesty principle: the formulas in [P1]–[P4] have all been verified verbatim against the original PDF rendering; for external literature [E1]–[E4] (flagged as not among the 5 downloaded PDFs), the volume/issue/page/DOI have been verified online, but the internal formulas of those papers are background only. [P5] is unrelated to the ISF.


A. Core literature (the 5 PDFs in the download folder)

[P1] — the foundational paper of ISF theory

A. Hajimiri and T. H. Lee, "A General Theory of Phase Noise in Electrical Oscillators," IEEE J. Solid-State Circuits, vol. 33, no. 2, pp. 179–194, Feb. 1998. (file general.pdf, paper_001)

[P2] — extension to the ring oscillator

A. Hajimiri, S. Limotyrakis, and T. H. Lee, "Jitter and Phase Noise in Ring Oscillators," IEEE J. Solid-State Circuits, vol. 34, no. 6, pp. 790–804, Jun. 1999. (file jitter_ring.pdf, paper_002)

  • One-line contribution: applies the ISF framework to the ring oscillator, giving closed forms for jitter/phase noise, the ΓrmsN3/2\Gamma_{rms}\propto N^{-3/2} scaling, and the conclusion that "at fixed power and frequency, single-ended ring phase noise is nearly independent of stage count NN."
  • Used on this site in: lab_03, lc_vs_ring, symmetry.
  • Key equations (verified): Eq.(8) σΔt=κΔt\sigma_{\Delta t}=\kappa\sqrt{\Delta t} p.792, Eq.(12) κ=Γrmsqmax12in2Δf\kappa=\frac{\Gamma_{rms}}{q_{max}}\sqrt{\tfrac12\tfrac{\overline{i_n^2}}{\Delta f}} p.793, Eq.(15) f0=1/(2NτD)f_0=1/(2N\tau_D) (Eq.(14) is the normalized stage delay t^D\hat t_D), Eq.(16) Γrms=2π23η3  1N1.5\Gamma_{rms}=\sqrt{\dfrac{2\pi^2}{3\eta^3}}\;\dfrac{1}{N^{1.5}} p.794 (re-verified in v7: the square root covers only the constant, ΓrmsN3/2\Gamma_{rms}\propto N^{-3/2}; triple-checked against the body-text 4/N1.54/N^{1.5}@η=0.75\eta=0.75 and App.B Eq.(55), at η=0.75\eta=0.75 this is 4/N1.5\approx4/N^{1.5}, matching the solid line in [P2] Fig.8; v3 had mis-read this as N3/4N^{-3/4}), Eq.(23) FOM 83ηkTPVDDVchar(f0/Δf)2\frac{8}{3\eta}\frac{kT}{P}\frac{V_{DD}}{V_{char}}(f_0/\Delta f)^2 p.796 (η\eta is the stage-delay proportionality constant from Eq.(14), 1\approx 1; γ\gamma enters only through Vchar=ΔV/γV_{char}=\Delta V/\gamma. v2 had mis-edited the leading coefficient to 8/(3γ)8/(3\gamma); v3 corrected it against the original PDF p.796).

[P3] — injection locking (advanced)

B. Hong and A. Hajimiri, "A General Theory of Injection Locking and Pulling in Electrical Oscillators—Part I: Time-Synchronous Modeling and Injection Waveform Design," IEEE J. Solid-State Circuits, vol. 54, no. 8, pp. 2109–2121, Aug. 2019. (file BHongGenTheor-I_JSSC2019_Postprint.pdf, paper_003)

  • One-line contribution: builds a time-synchronous theory of injection locking/pulling using the ISF, generalizing Adler 1946 to arbitrary oscillators and arbitrary injection waveforms.
  • Used on this site in: paper_003_injection_locking_part1.
  • Key equations (verified): Γ~=Γ/qmax\tilde\Gamma=\Gamma/q_{max} (Eq.26); the generalized Adler equation dθdt=(ω0ωinj)+Ω(θ)\frac{d\theta}{dt}=(\omega_0-\omega_{inj})+\Omega(\theta), Ω(θ)=1ToscΓ~(ω0t+θ)iinjdt\Omega(\theta)=\frac{1}{T_{osc}}\int\tilde\Gamma(\omega_0 t+\theta)i_{inj}\,dt (Eq.33); lock range ωL=12IinjΓ~1\omega_L=\frac12 I_{inj}\lvert\tilde\Gamma_1\rvert (Eq.35), pp.2113–2114.

[P4] — APF / advanced

B. Hong and A. Hajimiri, "...Part II: Amplitude Modulation in LC Oscillators, Transient Behavior, and Frequency Division," IEEE J. Solid-State Circuits, vol. 54, no. 8, pp. 2122–2139, Aug. 2019. (file BHongGenTheor-II_JSSC2019_Postprint.pdf, paper_004)

  • One-line contribution: introduces the APF (Amplitude Perturbation Function) — the amplitude-domain counterpart of the ISF (units 1/A), covering amplitude modulation under injection, transient locking, and injection-locked frequency division in LC oscillators.
  • Used on this site in: paper_004_injection_locking_part2, phase_vs_amplitude_noise (uses its ISF/APF quadrature diagram to explain why amplitude perturbations decay).
  • Key equations (verified): APF decomposition D(τ,ϕ)=Λ~(ϕ)d(τ,ϕ)D(\tau,\phi)=\tilde\Lambda(\phi)\,d(\tau,\phi) (Eq.18); APF definition Δ(ϕ):=0Ddτ\Delta(\phi):=\int_0^\infty D\,d\tau (units 1/A, Eq.19); amplitude change (Eq.20); augmented pulling equation (Eq.21, sinusoidal form Eq.22), all in Fig.5, p.2126; ideal-LC quadrature (ISF fundamental 90°\angle90°, APF fundamental 0°\angle0°) Γ~1=1qmax90°\tilde\Gamma_1=\frac{1}{q_{max}}\angle90°, Λ~1=τ0qmax0°\tilde\Lambda_1=\frac{\tau_0}{q_{max}}\angle0° (Eq.26), p.2128; amplitude decay d(t,ϕ)=et/τ0d(t,\phi)=e^{-t/\tau_0}, τ0=2Q/ωosc\tau_0=2Q/\omega_{osc} in the same ideal-LC section, p.2127–2128.

[P5] — unrelated to the ISF (honesty note)

A. Hajimiri and R. Heald, "Design Issues in Cross-Coupled Inverter Sense Amplifier," Proc. IEEE ISCAS, 1998. (file Hajimiri_ISCS_98.pdf, paper_005)

  • Honesty note: this is a paper on cross-coupled-inverter sense amplifiers, on the topic of regeneration speed and mismatch offset — unrelated to oscillator phase noise / the ISF. It appears in the download folder only because it shares an author (Hajimiri).
  • The only conceptual link: the cross-coupled-pair's regeneration / positive feedback mechanism, which is also the underlying mechanism for startup in latch-type and LC oscillators — this site uses it only as a peripheral note and does not draw any ISF formula from it (corresponds to claim C12).
  • Key equations: TODO: equations not transcribed because this PDF is unrelated to ISF/phase noise.

B. External supplementary literature (not among the 5 downloaded PDFs)

The following literature comes up in teaching but is not in the download folder. Volume/issue/pages/DOI have been verified online; but for these papers' internal formulas this site provides background only, without re-deriving them verbatim.

[E1] Leeson 1966 — empirical phase-noise model (for comparison)

D. B. Leeson, "A Simple Model of Feedback Oscillator Noise Spectrum," Proc. IEEE, vol. 54, no. 2, pp. 329–330, Feb. 1966. DOI: 10.1109/PROC.1966.4682.

  • Role: the most widely used empirical phase-noise model before ISF theory; [P1]'s introduction treats it as "the special case that ISF theory subsumes and surpasses." For the comparison and derivation see derivation_leeson:
L(Δω)=10log10 ⁣[2FkTPs(1+(ω02QΔω)2)(1+ω1/f3Δω)].\mathcal{L}(\Delta\omega)=10\log_{10}\!\left[\frac{2FkT}{P_s}\left(1+\left(\frac{\omega_0}{2Q\,\Delta\omega}\right)^2\right)\left(1+\frac{\omega_{1/f^3}}{|\Delta\omega|}\right)\right].
  • Status: volume/issue/pages/DOI verified; FF (noise figure) is an empirically fitted parameter (varies slightly by implementation), used here for comparison only.

[E2] Demir–Mehrotra–Roychowdhury 2000 — PPV (rigorizing the ISF)

A. Demir, A. Mehrotra, and J. Roychowdhury, "Phase Noise in Oscillators: A Unifying Theory and Numerical Methods for Characterization," IEEE Trans. Circuits Syst. I: Fundam. Theory Appl., vol. 47, no. 5, pp. 655–674, May 2000. DOI: 10.1109/81.847872.

  • Role: using the PPV (Perturbation Projection Vector) and a nonlinear phase equation, gives the ISF a rigorous mathematical foundation (the PPV is the first principal Floquet vector, obtainable numerically via the adjoint). Background equation: ϕ˙(t)=v1T(t)B(t)ξ(t)\dot{\phi}(t)=v_1^T(t)\,B(t)\,\xi(t).
  • Status: volume/issue/pages/DOI verified; the PPV framework is detailed in derivation_floquet_ppv.

[E3] Kärtner 1990 — perturbation analysis of oscillator noise (background)

F. X. Kärtner, "Analysis of White and fαf^{-\alpha} Noise in Oscillators," Int. J. Circuit Theory Appl., vol. 18, no. 5, pp. 485–519, 1990. DOI: 10.1002/cta.4490180505.

  • Role: one of the perturbation analyses of oscillator noise predating [P1], often listed alongside Demir as a "mathematical precursor of the ISF/PPV."
  • Status: volume/issue/pages/DOI verified; mentioned on this site as background only.

[E4] Adler 1946 — the original injection-locking paper (the target of [P3]'s generalization)

R. Adler, "A Study of Locking Phenomena in Oscillators," Proc. IRE, vol. 34, no. 6, pp. 351–357, Jun. 1946. DOI: 10.1109/JRPROC.1946.229930. (Reprinted in Proc. IEEE, vol. 61, no. 10, pp. 1380–1385, Oct. 1973.)

  • Role: the original source of the classical Adler equation; [P3] generalizes it to arbitrary oscillators / arbitrary injection waveforms.
  • Status: volume/issue/pages verified; the classical and generalized Adler equations appear in paper_003.

[E5] Zadeh 1950 — frequency-domain analysis of linear time-variant systems (the source of the HTM)

L. A. Zadeh, "Frequency Analysis of Variable Networks," Proc. IRE, vol. 38, no. 3, pp. 291–299, Mar. 1950. DOI: 10.1109/JRPROC.1950.231083.

  • Role: defines the time-variant transfer function H(f,t)H(f,t) (system function), the source of the harmonic transfer matrix and of the strict LTV view that "the ISF is the vector that maps phase output onto each harmonic."
  • Status: volume/issue/pages/DOI verified; the framework appears in ltv_htm (not among the 5 PDFs).

C. Citation conventions

  1. Site-internal citation format: inline usage like [P1] Eq.(21), p.185; every definition/formula/conclusion/figure drawn from a paper is tagged with its source (see Section 1 of the author's spec).
  2. Codes: the core 5 papers use [P1][P5] (corresponding to paper_001paper_005); external supplements use [E1][E3], and always carry the note "not among the 5 downloaded PDFs."
  3. LaTeX sources: the formula LaTeX in [P1] has been confirmed against the PDF rendering pages (manual_verification_needed=false); some constants/forms in [P2]–[P4] are flagged ⚠️, see the TODO below.
  4. Units and notation: consistently follows notation site-wide.

D. TODO list awaiting manual verification

After the v3/v4 audit, all of [P1]; the [P2] ring constants (Eqs.8/12/14/16/17/21/23, where the leading coefficient of Eq.(23) was corrected in v3 from the mis-transcribed 8/(3γ)8/(3\gamma) to 8/(3η)8/(3\eta) and re-verified; Eq.(16) was re-verified in v7, see the table below); the [P3] generalized Adler equations (Eqs.26/30/33/34/35); and [P4]'s APF (correctly numbered as Eqs.(18)–(22) + Fig.5, p.2126; ideal-LC quadrature Eq.(26), p.2128) have all been verified verbatim against the original PDF rendering; for external literature, [E1]–[E5]'s volume/issue/pages/DOI have been verified online, and the design-related external citations (Hegazi-Sjöland-Abidi JSSC 2001, Andreani JSSC 2002/2005, Romanò TCAS-I 2006, Behbahani JSSC 2001) have likewise had their volume/issue/pages verified. Only the following minor items remain:

ItemContentSourceNature
Re-verified (v7)[P2] Eq.(16), p.794 (re-verified in v7: the square root covers only the constant, ΓrmsN3/2\Gamma_{rms}\propto N^{-3/2}; triple-checked against the body-text 4/N1.54/N^{1.5}@η=0.75\eta=0.75 and App.B Eq.(55). v3 had mis-read this as N3/4N^{-3/4})p.794Corrected (square-root scope had been mis-read)
Verified[P2] Fig.17 (phase noise vs. symmetry voltage, y-axis = 1/f31/f^3 corner frequency, drops sharply at the symmetry point)p.802Minor (figure detail, verified)
TODOStage-allocation details of [P4]'s dual-modulus prescalerSec. VIII, p.2135Minor (advanced circuit)
NoteThe internal formulas of [E1]–[E4] are background only, not re-derived verbatim (volume/issue/DOI verified)ExternalBackground
Note[P5]'s sense-amplifier formulas are deliberately not transcribed (unrelated to the ISF)Honesty note

Factor-of-2 reminder: [P1] Eq.(21) writes the denominator as 4Δω24\Delta\omega^2, while a clean time-domain derivation gives 2Δω22\Delta\omega^2; the factor-of-2 difference is an SSB accounting convention (a well-known minor point of contention in the literature), not a citation error; see white_noise_to_phase_noise for details.

Further reading