β: This English translation is in beta — the Traditional-Chinese original is the authoritative version.
A General Theory of Injection Locking and Pulling in Electrical Oscillators—Part II
Prerequisites (recommended reading order): paper_001 (the ISF is the tangential projection) → phase_vs_amplitude_noise (why amplitude is pulled back while phase accumulates) → paper_003 (phase-only generalized Adler). This page is advanced; the APF is the radial dual of the ISF.
[P3] covered phase only; this paper (Part II, advanced) adds the amplitude dimension. It introduces the APF (Amplitude Perturbation Function) — the "amplitude version of the ISF," with units — and uses it to explain amplitude modulation of LC oscillators under injection, transient locking behavior, and injection-locked frequency division (ILFD). For an ideal LC, the ISF and APF are in quadrature with each other.
Scope of this page: advanced deep-dive, not a core teaching chapter. The APF defining equations ([P4] Eq.(18)–(22), p.2126), the ideal-LC quadrature (Eq.(26), p.2128), and the M:N sub-/super-harmonic locking (Eq.(28)–(30), p.2129; , p.2130) have all been verified against the original. Read [P1] (ISF) and P3 (phase-only injection) first.
Citation
[P4] B. Hong and A. Hajimiri, "A General Theory of Injection Locking and Pulling in Electrical Oscillators—Part II: Amplitude Modulation in LC Oscillators, Transient Behavior, and Frequency Division," IEEE J. Solid-State Circuits, vol. 54, no. 8, pp. 2122–2139, Aug. 2019. (file
BHongGenTheor-II_JSSC2019_Postprint.pdf, paper_004)
One-sentence contribution
Defines the amplitude version of the ISF — the APF (units ) — completing the phase framework of [P3] into a full phase + amplitude model, explaining amplitude modulation under injection, transient locking, and ILFD frequency division; for an ideal LC, the ISF and APF are in quadrature (claim C11).
Why this paper matters
Both [P1] and [P3] assume "amplitude perturbations are pulled back and can be ignored." That assumption is fine for phase noise and weak injection, but not for strong injection, transients, or frequency division — there the amplitude is visibly modulated, and phase and amplitude couple. Part II adds this dimension:
- The APF is the ISF of amplitude: the ISF projects injected charge onto the tangential (phase) direction of the limit cycle; the APF projects it onto the radial (amplitude) direction. Only together do they form the complete projection of a perturbation.
- In an ideal LC, the ISF and APF are in quadrature (90° apart): at the moment of maximum phase sensitivity (the zero-crossing), amplitude sensitivity is minimal; at the moment of maximum amplitude sensitivity (the peak), phase sensitivity is minimal. This is the mathematical version of what phase_vs_amplitude_noise says about "why amplitude noise decays."
- Frequency division (ILFD): inject a signal at times the frequency into an oscillator so it locks at the subharmonic — a low-power frequency divider. Part II designs such dividers within the ISF/APF framework and builds a dual-modulus prescaler with switchable division ratio.
Main assumptions
Per paper_metadata (paper_004.assumptions):
- Built on top of the time-synchronous ISF model of Part I.
- Amplitude dynamics are captured to first order via the APF and the amplitude decay function.
- The amplitude-modulation results focus on LC oscillators.
Physical intuition (2-D projection): an injected charge nudges the state point. Decompose the nudge along the two orthogonal directions of the limit cycle — tangential (phase, permanent) measured by , radial (amplitude, pulled back) measured by . Phase noise cares only about the tangential part; the full dynamics of injection need both.
Key equations
APF definition and amplitude decay function (verified against the original PDF ✓)
The APF is the amplitude analog of Part I's unit-bearing ISF : the weight with which an injected current impulse projects onto the radial (amplitude) direction of the limit cycle. [P4] factors the amplitude perturbation into the product of an APF and a decay, ([P4] Eq.(18), p.2126), and defines the APF ([P4] Eq.(19), p.2126, units ). Unlike phase, amplitude perturbations decay — the ideal-LC amplitude decay function (in the ideal-LC section, [P4] p.2127–2128) is:
Key physics (gem): the "memory time" of the amplitude is — a high- LC recovers its amplitude slowly ( is large), but it does recover (exponential decay back to the limit cycle); the phase has no such restoring force (its impulse response is a unit step — infinite memory). This is the quantitative version of "why amplitude noise is suppressed while phase noise accumulates" (claim C2). For an ideal LC, the APF and the decay are related by .
Comparison table (ISF vs APF):
| Quantity | Projection direction | Symbol | Fate of the perturbation |
|---|---|---|---|
| ISF | tangential (phase) | accumulates permanently (impulse response = unit step) | |
| APF | radial (amplitude) | decays back to the limit cycle as , |
Verified: the APF factorization ([P4] Eq.(18), p.2126), the APF definition ([P4] Eq.(19), p.2126, units ), and the ideal-LC decay function , ([P4] ideal-LC section, p.2127–2128) have all been confirmed verbatim against the rendered original PDF.
Quadrature of the ISF and APF (ideal LC, verified ✓)
The ISF and APF fundamentals of an ideal LC ([P4] Eq.(26), p.2128):
Their phase difference is exactly (quadrature) (claim C11). Physical meaning: injecting at the zero-crossing changes almost purely phase ( large, small); injecting at the peak changes almost purely amplitude ( large, small). Note the APF fundamental carries an extra factor of relative to the ISF — at high the amplitude effect () is actually more pronounced, which is also why LC injection locking often comes with substantial amplitude modulation.
Amplitude-corrected Adler (augmented pulling, ideal-LC special case [P4] Eq.(27), p.2128): substitute the ISF and APF together. The general sinusoidal-injection form is [P4] Eq.(22), p.2126 (with a sign and phase-offset terms ); substituting the ideal-LC quadrature angles (Eq.(26)) into Eq.(22), the phase equation under sinusoidal injection simplifies to